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Full Doc 2007 Additional Compensation Agreement Additional Compensation Agreement (22K)
Doc #2687538: Click preview link for longer preview.

Exhibit(h)(4) ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of September 30, 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (ï¿½Merrill Lynchï¿½) and ING Clarion Real Estate Securities, L.P. (ï¿½ING Clarion Real Estateï¿½). WHEREAS, ING Clarion Real Estate Income Trust (including any successor by merger or otherwise, the ï¿½Trustï¿½) is a newly organized, non-diversified, closed-end management investment company registered under . . .

2687538 ING Clarion Real Estate Income Fund ING Clarion Real Estate Income Fund Preview
Full Doc 2007 Additional Compensation Agreement Additional Compensation Agreement (19K)
Doc #2704672: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT

ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of February [ ], 2007, between [ ] (ï¿½[ ]ï¿½) and Allianz Global Investors Fund Management LLC (ï¿½Allianzï¿½).

WHEREAS, Nicholas-Applegate Equity & Convertible Income Fund (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a newly organized, diversified, closed-end management investment company registered under the . . .

2704672 Appleton Partners Appleton Partners Inc ; Citigroup Global Citigroup Global Markets Inc. ( Financial )
As referenced in this Additional Compensation Agreement:
Citigroup Global Markets Inc – the public offering of the Funds Common Shares Tiffany Engagement, including the sales load of $1.125 per Common Share, the payments described in this Section 2, the structuring fee payment to Citigroup Global Markets Inc . and any other additional compensation payments, and the amount of the expense reimbursement of $0.005 per Common Share payable by the Fund to the underwriters pursuant to the
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dt 1711045 Preview
Full Doc 2007 Additional Compensation Agreement Additional Compensation Agreement (19K)
Doc #2704692: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT

ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of February [ ], 2007, between [ ] (ï¿½[ ]ï¿½) and Allianz Global Investors Fund Management LLC (ï¿½Allianzï¿½).

WHEREAS, Nicholas-Applegate Equity & Convertible Income Fund (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a newly organized, diversified, closed-end management investment company registered under the . . .

2704692 Nicholas-Applegate Equity & Income Capture Fund Nicholas-Applegate Equity & Income Capture Fund ; Citigroup Global Citigroup Global Markets Inc. ( Financial )
As referenced in this Additional Compensation Agreement:
Citigroup Global Markets Inc – the public offering of the Funds Common Shares, including the sales load of $1.125 per Common Share, the payments described in this Section 2, the structuring fee payment to Citigroup Global Markets Inc . and any other additional compensation payments, and the amount of the expense reimbursement of $0.005 per Common Share payable by the Fund to the underwriters pursuant to the
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dt 1711047 Preview
Full Doc 2007 Additional Compensation Agreement Additional Compensation Agreement (19K)
Doc #2711075: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT

ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of February [ ], 2007, between [ ] (ï¿½[ ]ï¿½) and Allianz Global Investors Fund Management LLC (ï¿½Allianzï¿½).

WHEREAS, Nicholas-Applegate Equity & Convertible Income Fund (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a newly organized, diversified, closed-end management investment company registered under the . . .

2711075 Nicholas-Applegate Equity & Income Capture Fund Nicholas-Applegate Equity & Income Capture Fund ; Citigroup Global Citigroup Global Markets Inc. ( Financial )
As referenced in this Additional Compensation Agreement:
Citigroup Global Markets Inc – the public offering of the Funds Common Shares, including the sales load of $1.125 per Common Share, the payments described in this Section 2, the structuring fee payment to Citigroup Global Markets Inc . and any other additional compensation payments, and the amount of the expense reimbursement of $0.005 per Common Share payable by the Fund to the underwriters pursuant to the
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dt 1711073 Preview
Full Doc 2007 Additional Compensation Agreement Additional Compensation Agreement (18K)
Doc #2965238: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of June [___], 2007, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (ï¿½Merrill Lynchï¿½) and Deutsche Investment Management Americas Inc. (ï¿½DeIMï¿½). WHEREAS, DWS RREEF World Real Estate & Tactical Strategies Fund, Inc. (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a non-diversified, closed-end management . . .

2965238 DWS Rreef World Real Estate Plus Fund DWS Rreef World Real Estate Plus Fund Pandora Beads Uk, Inc. Preview
Full Doc 2006 Additional Compensation Agreement Additional Compensation Agreement (12K)
Doc #1862256: Click preview link for longer preview.

LEAD MANAGING UNDERWRITER ADDITIONAL COMPENSATION AGREEMENT May ___, 2006 RMR Advisors, Inc. 400 Centre Street Newton, MA 02458 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated the date hereof (the "Underwriting Agreement"), by and among RMR Asia Pacific Real Estate Fund, a Massachusetts business trust (the "Fund"), RMR Advisors, Inc., a Massachusetts corporation (the "Advisor"), and each of the . . .
1862256 RMR Asia Pacific Real Estate Fund RMR Asia Pacific Real Estate Fund Preview
Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (27K)
Doc #1624570: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT February , 2005 -- PA Fund Management LLC 1345 Avenue of the Americas New York, New York 10105 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated February , 2005 -- (the "Underwriting Agreement"), by and among NFJ Dividend, Interest & Premium Strategy Fund, a closed- . . .
1624570 NFJ Dividend Tiffany Necklace, Interest & Premium Strategy Fund NFJ Dividend, Interest & Premium Strategy Fund ; UBS Securities UBS Securities LLC ( Financial )
As referenced in this Additional Compensation Agreement:
UBS Securities LLC – the Fund (the "Registration Statement"). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement. PAFM hereby confirms its agreement with UBS Securities LLC with respect to the additional compensation referred to in the "Underwriting" section of the Registration Statement, payable by PAFM to UBS Securities LLC. PAFM agrees to pay UBS Securities
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UBS Securities LLC – Agreement. PAFM hereby confirms its agreement with UBS Securities LLC with respect to the additional compensation referred to in the "Underwriting" section of the Registration Statement Tiffany And Co, payable by PAFM to UBS Securities LLC . PAFM agrees to pay UBS Securities LLC additional compensation (the "Additional Compensation") as provided for in Section 2 hereof; provided that such Additional Compensation shall be an amount equal
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UBS Securities LLC – UBS Securities LLC with respect to the additional compensation referred to in the "Underwriting" section of the Registration Statement, payable by PAFM to UBS Securities LLC. PAFM agrees to pay UBS Securities LLC additional compensation (the "Additional Compensation") as provided for in Section 2 hereof; provided that such Additional Compensation shall be an amount equal to 0.15% of the Fund's
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UBS Securities LLC – attributable to any Preferred Shares and borrowings that may be outstanding) minus accrued liabilities (other than liabilities representing borrowings) (the "Total Managed Assets") attributable to the Common Shares sold by UBS Securities LLC in the offering; and provided, further, that such payments shall not exceed the "Maximum Additional Compensation Amount" (as defined in Section 3 hereof). The Additional Compensation shall, (i) of
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UBS Securities LLC – not exceed the "Maximum Additional Compensation Amount" (as defined in Section 3 hereof). The Additional Compensation shall, (i) of be payable as set forth in Section 2 hereof. SECTION 1. UBS Securities LLC . (a) Within 60 days following the Closing Date, UBS Securities LLC shall prepare or cause to be prepared and provide to PAFM the aggregate purchase price to the public
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dt 1665173 Preview
Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (11K)
Doc #1795597: Click preview link for longer preview.

FORM OF LEAD MANAGING UNDERWRITERS ADDITIONAL COMPENSATION AGREEMENT _____________, 2005 RMR Advisors, Inc. 400 Centre Street Newton, MA 02458 Ladies and Gentlemen: Reference is made to the Equity Underwriting Agreement dated the date hereof (the "Underwriting Agreement"), by and among RMR Preferred Dividend Fund, a Massachusetts business trust (the "Fund"), RMR Advisors, Inc., a Massachusetts corporation (the . . .
1795597 RMR Preferred Dividend Fund RMR Preferred Dividend Fund ; Wachovia Capital Wachovia Capital Markets, LLC ( Financial )
As referenced in this Additional Compensation Agreement:
Wachovia Capital Markets, LLC – set forth in Section 2 hereof. SECTION 1. LEAD MANAGING UNDERWRITERS. For the purposes of this Lead Managing Underwriters Additional Compensation Agreement ("Additional Compensation Agreement"), RBC Capital Markets Corporation and Wachovia Capital Markets, LLC , each an Underwriter of the Common Shares, shall collectively be deemed to be the "Lead Managing Underwriters." SECTION 2. PAYMENT OF ADDITIONAL COMPENSATION. (a) The Advisor shall pay the
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WACHOVIA CAPITAL MARKETS, LLC – binding agreement between the Advisor and the Lead Managing Underwriters in accordance with its terms. Very truly yours, RBC CAPITAL MARKETS CORPORATION By: ----------------------- Name: Joseph L. Morea Title: Managing Director WACHOVIA CAPITAL MARKETS, LLC By: --------------------------------- Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: RMR Advisors, Inc. By: ----------------------- Name: Thomas M. O'Brien Title: President 4 Page SCHEDULE A The "
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Wachovia Capital Markets, LLC – A The "Applicable Percentage Factor" for each Lead Managing Underwriter is set forth below: Table Caption LEAD MANAGING UNDERWRITER APPLICABLE PERCENTAGE FACTOR ------------------------- ---------------------------- S C RBC Capital Markets Corporation................. 0.075% Wachovia Capital Markets, LLC ................... 0.075% Total................. 0.15% /Table 5 /TEXT /DOCUMENT
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dt 1617330 Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (12K)
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1886830 Nacm International & Premium Strategy Fund Nacm International & Premium Strategy Fund Preview
Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (26K)
Doc #2539286: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT February [ ], 2005 Eaton Vance Management 255 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Purchase Agreement dated February [ ], 2005 (the "Purchase Agreement"), by and among Eaton Vance Short Duration Diversified Income Fund (the "Fund"), a closed-end management investment company (the "Fund"), Eaton Vance Management ("Eaton Vance" or the "Adviser"), and each of the . . .
2539286 Eaton Vance Short Duration Diversified Income Fund Eaton Vance Short Duration Diversified Income Fund ; UBS Securities UBS Securities LLC ( Financial )
As referenced in this Additional Compensation Agreement:
UBS SECURITIES LLC – DOCUMENT TYPEEX-99.(K)(5) SEQUENCE6 FILENAMEb53158e2exv99wxkyx5y.txt DESCRIPTIONFORM OF ADDITIONAL COMPENSATION AGREEMENT WITH UBS SECURITIES LLC TEXT PAGE Exhibit (k)(5) ADDITIONAL COMPENSATION AGREEMENT February [ ], 2005 Eaton Vance Management 255 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Purchase Agreement
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UBS Securities LLC – Fund (the "Registration Statement"). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Purchase Agreement. The Adviser hereby confirms its agreement with UBS Securities LLC ("UBS Securities") with respect to the additional compensation referred to in the "Underwriting" section of the Registration Statement, payable by the Adviser to UBS Securities. The Adviser agrees to
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UBS SECURITIES LLC – us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among Eaton Vance and UBS Securities in accordance with its terms. Very truly yours, UBS SECURITIES LLC By: _____________________________________ Name: Title: By: _____________________________________ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: EATON VANCE MANAGEMENT By: _______________________________ Name: Title: PAGE SCHEDULE A TABLE {
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UBS Securities LLC – VANCE MANAGEMENT By: _______________________________ Name: Title: PAGE SCHEDULE A TABLE CAPTION AGGREGATE NAME OF QUALIFYING PURCHASE PRICE TO PUBLIC PRO RATA UNDERWRITER OF COMMON SHARES SOLD PERCENTAGE ----------- --------------------- ---------- S C C UBS Securities LLC $[ ] /TABLE UBS SECURITIES LLC INDEMNIFICATION AGREEMENT February [ ], 2005 UBS Securities LLC 299 Park Avenue New York, New York 10171 In connection with the engagement of UBS Securities LLC ("UBS
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UBS SECURITIES LLC – Name: Title: PAGE SCHEDULE A TABLE CAPTION AGGREGATE NAME OF QUALIFYING PURCHASE PRICE TO PUBLIC PRO RATA UNDERWRITER OF COMMON SHARES SOLD PERCENTAGE ----------- --------------------- ---------- S C C UBS Securities LLC $[ ] /TABLE UBS SECURITIES LLC INDEMNIFICATION AGREEMENT February [ ], 2005 UBS Securities LLC 299 Park Avenue New York, New York 10171 In connection with the engagement of UBS Securities LLC ("UBS Securities") to provide the
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dt 1599934 Preview
Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (19K)
Doc #2646565: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of July [ ], 2005, between Merrill Lynch & Co., Merrill Lynch Pandora Charms Armbänder Und Schmuck, Pierce, Fenner & Smith Incorporated (ï¿½Merrill Lynchï¿½) and AIG SunAmerica Asset Management Corp. (ï¿½SAAMCoï¿½). WHEREAS, SunAmerica Focused Alpha Growth Fund, Inc. (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a non-diversified, closed-end management investment company registered under the Investment Company Act . . .
2646565 Sunamerica Focused Alpha Growth Fund Sunamerica Focused Alpha Growth Fund, Inc. Preview
Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (19K)
Doc #2647699: Click preview link for longer preview.

[FORM OF] ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the ï¿½Agreementï¿½), dated as of November [ ], 2005, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (ï¿½Merrill Lynchï¿½) and AIG SunAmerica Asset Management Corp. (ï¿½SAAMCoï¿½). WHEREAS, SunAmerica Focused Alpha Large-Cap Fund, Inc. (including any successor by merger or otherwise, the ï¿½Fundï¿½) is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended ( . . .
2647699 Sunamerica Focused Alpha Large-CAP Fund Sunamerica Focused Alpha Large-CAP Fund, Inc. Full Doc 2005 Additional Compensation Agreement Additional Compensation Agreement (17K)
Doc #1762064: This document is immediately available for purchase, but does not have a preview available for viewing.

1762064 Gabelli Global Gold, Natural Resources & Income Trust Gabelli Global Gold, Natural Resources & Income Trust Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (9K)
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1153542 US Dataworks US Dataworks, Inc. ( Software & Programming ) Preview
Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (11K)
Doc #1858109: Click preview link for longer preview.

FORM OF LEAD MANAGING UNDERWRITER ADDITIONAL COMPENSATION AGREEMENT ______________, 2004 RMR Advisors, Inc. 400 Centre Street Newton, MA 02458 Ladies and Gentlemen: Reference is made to the Equity Underwriting Agreement dated the date hereof (the "Underwriting Agreement"), by and among RMR F.I.R.E. Fund, a Massachusetts business trust (the "Fund"), RMR Advisors, Inc., a Massachusetts corporation (the "Advisor"), and each of the respective . . .
1858109 RMR F.I.R.E. Fund RMR F.I.R.E. Fund Preview
Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (11K)
Doc #1862196: Click preview link for longer preview.

LEAD MANAGING UNDERWRITERS ADDITIONAL COMPENSATION AGREEMENT ______________, 2004 RMR Advisors, Inc. 400 Centre Street Newton, MA 02458 Ladies and Gentlemen: Reference is made to the Equity Underwriting Agreement dated the date hereof (the "Underwriting Agreement"), by and among RMR Hospitality and Real Estate Fund, a Massachusetts business trust (the "Fund"), RMR Advisors, Inc., a Massachusetts corporation (the "Advisor"), and each of the . . .
1862196 RMR Hospitality & Real Estate Fund RMR Hospitality & Real Estate Fund Preview
Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (11K)
Doc #1862203: Click preview link for longer preview.

LEAD MANAGING UNDERWRITERS ADDITIONAL COMPENSATION AGREEMENT ______________, 2004 RMR Advisors, Inc. 400 Centre Street Newton, MA 02458 Ladies and Gentlemen: Reference is made to the Equity Underwriting Agreement dated the date hereof (the "Underwriting Agreement"), by and among RMR Hospitality and Real Estate Fund, a Massachusetts business trust (the "Fund"), RMR Advisors, Inc., a Massachusetts corporation (the "Advisor"), and each of the . . .
1862203 RMR Hospitality & Real Estate Fund RMR Hospitality & Real Estate Fund Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (11K)
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1862331 RMK Strategic Income Fund RMK Strategic Income Fund Inc Preview
Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (23K)
Doc #1933191: Click preview link for longer preview.

ADDITIONAL COMPENSATION AGREEMENT September 28, 2004 Deutsche Investment Management Americas Inc. 55 East Monroe Street Chicago, Illinois 60603 Ladies and Gentlemen: Reference is made to the Purchase Agreement dated September 23, 2004 (the "Purchase Agreement"), by and among Scudder Global Commodities Stock Fund, Inc., a closed-end management investment company (the "Fund"), Deutsche Investment Management Americas Inc. ("DeIM" or the "Investment Adviser") . . .
1933191 DWS Global Commodities Stock Fund DWS Global Commodities Stock Fund, Inc. ; A.G. Edwards A.G. Edwards & Sons, Inc. ( Investment Services )
As referenced in this Additional Compensation Agreement:
A.G. Edwards & Sons, Inc – price of the Common Shares. Merrill Lynch, Pierce, Fenner & Smith Incorporated will receive additional compensation which will not exceed [ ]% of the aggregate initial offering price of the Common Shares, and A.G. Edwards & Sons, Inc . will received additional compensation which will not exceed [ ]% of the aggregate initial offering price of the Common Shares. SECTION 5. Term. This Additional Compensation Agreement shall continue coterminously with
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dt 1562009 ; UBS Securities UBS Securities LLC ( Financial )
As referenced in this Additional Compensation Agreement:
UBS Securities LLC – value of Common Shares plus the liquidation preference of any Fund preferred stock plus the principal amount of any borrowings) (the "Managed Assets") attributable to the Common Shares sold by UBS Securities LLC in the offering; and provided, further, that such payments shall not exceed the "Maximum Additional Compensation Amount" (as defined in Section 4 hereof). The Additional Compensation shall be payable
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UBS Securities LLC – in Section 4 hereof). The Additional Compensation shall be payable as set forth in Section 3 hereof. SECTION 1. Qualifying Underwriters. (a) For the purposes of this Additional Compensation Agreement, UBS Securities LLC shall be a "Qualifying Underwriter." Within 60 days following the Closing Date, the Qualifying Underwriters shall prepare or cause to be prepared and provide to DeIM a chart listing
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UBS SECURITIES LLC – us a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among DeIM and the Qualifying Underwriters in accordance with its terms. Very truly yours, UBS SECURITIES LLC By: ___________________________________ Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. By: _____________________________ Name: Title: PAGE SCHEDULE A TABLE CAPTION AGGREGATE
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UBS Securities LLC – AMERICAS INC. By: _____________________________ Name: Title: PAGE SCHEDULE A TABLE CAPTION AGGREGATE NAME OF QUALIFYING PURCHASE PRICE TO PUBLIC PRO RATA UNDERWRITER OF COMMON SHARES SOLD PERCENTAGE ----------- --------------------- ---------- S C C UBS Securities LLC $[ ] /TABLE 5 PAGE UBS SECURITIES LLC INDEMNIFICATION AGREEMENT September 28, 2004 UBS Securities LLC 299 Park Avenue New York, New York 10171 In connection with the engagement of UBS
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UBS SECURITIES LLC – PAGE} SCHEDULE A TABLE CAPTION AGGREGATE NAME OF QUALIFYING PURCHASE PRICE TO PUBLIC PRO RATA UNDERWRITER OF COMMON SHARES SOLD PERCENTAGE ----------- --------------------- ---------- S C C UBS Securities LLC $[ ] /TABLE 5 PAGE UBS SECURITIES LLC INDEMNIFICATION AGREEMENT September 28, 2004 UBS Securities LLC 299 Park Avenue New York, New York 10171 In connection with the engagement of UBS Securities LLC ("UBS Securities") to provide
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dt 1599640 Full Doc 2004 Additional Compensation Agreement Additional Compensation Agreement (13K)
Doc #2403213: This document is immediately available for purchase, but does not have a preview available for viewing.

2403213 First Trust Value Line R & Ibbotson Equity Allocation Fund First Trust Value Line R & Ibbotson Equity Allocation Fund